CISI Archive

..........Helping you demonstrate ongoing competence and compliance online

It is important to remain up-to-date to maintain regulatory compliance and demonstrate continuing learning. In order for firms to meet compliance requirements and keep up-to-date with regulatory issues and the changes as a result of MiFID, SII is pleased to offer SII Professional Refresher as an easy and cost-effective training solution. There are 15 modules, each having its own glossary and end of module test.

A new Treating Customers Fairly (TCF) module is now available!

SII Professional Login:
If you are an SII member, or if you have already purchased SII Professional Refresher, you can login here.

SII Professional Refresher modules:

Anti-Money Laundering
Approved Persons Regime
Best Execution
Client Classifications
Customer Complaints Procedures
Financial Ombudsman Service
Financial Promotions
Inducements and Dealing Commissions
Investment Business On The Internet
Market Abuse
Permissions Regime
Price Stabilisation
Training & Competence
Treating Customers Fairly
UK Regulatory Structure

Price of SII Professional Refresher:
SII Professional Refresher is FREE to SII members (FSIs, MSIs, ASIs and Affiliates)!!
For non-members and students SII Professional Refresher costs just Ł80 per user. In addition, there are multi-user price breaks (this table lists the prices per user):

To order SI Professional refresher call Client Services on +44(0)20 7645 0680.

Using SII Professional Refresher or any of our other eLearning tools, counts towards the SII CPD Scheme.