SII Professional Refresher

..........Helping you demonstrate ongoing competence and compliance online


It is important to remain up-to-date to maintain regulatory compliance and demonstrate continuing learning. In order for firms to meet compliance requirements and keep up-to-date with regulatory issues and the changes as a result of MiFID, SII is pleased to offer SII Professional Refresher as an easy and cost-effective training solution. There are 15 modules, each having its own glossary and end of module test.

A new Treating Customers Fairly (TCF) module is now available!


SII Professional Login:
If you are an SII member, or if you have already purchased SII Professional Refresher, you can login here.




SII Professional Refresher modules:

• Anti-Money Laundering
• Approved Persons Regime
• Best Execution
• Client Classifications
• Customer Complaints Procedures
• Financial Ombudsman Service
• Financial Promotions
• Inducements and Dealing Commissions
• Investment Business On The Internet
• Market Abuse
• Permissions Regime
• Price Stabilisation
• Training & Competence
• Treating Customers Fairly
• UK Regulatory Structure

Price of SII Professional Refresher:
SII Professional Refresher is FREE to SII members (FSIs, MSIs, ASIs and Affiliates)!!
For non-members and students SII Professional Refresher costs just £80 per user. In addition, there are multi-user price breaks (this table lists the prices per user):



To order SI Professional refresher call Client Services on +44(0)20 7645 0680.



Using SII Professional Refresher or any of our other eLearning tools, counts towards the SII CPD Scheme.