CISI Archive

The Introduction to Investment is the ideal induction qualification for new staff across the industry. The SII has worked in close collaboration with the Investment Management Association (IMA) to develop a new syllabus for this stand-alone foundation examination. It reflects the needs of leading investment firms. Success in the examination constitutes the first of three units of the full Investment Administration Qualification.

Aims

To assess candidates’ general understanding of the investment industry and how it is structured;
To encourage candidates to understand how their current or future role might fit into the broader structure of the industry;
To ensure staff and prospective staff have a foundation level of knowledge from which they can later specialise.

Key features

A 1-hour, 50 multiple choice question paper:
Appropriate for staff entering the investment industry in a variety of roles, for example: investment administration, client services, IT, sales and marketing, Human Resources.
Broad coverage allowing candidates to demonstrate their general understanding and awareness of the industry and their role within it.

Colleges of Further Education

Introduction to Investment is appropriate for students preparing to enter the industry (for example as part of a Higher or Further Education programme) or for those newly recruited to the industry as part of their in-house induction programme. The workbook for candidates studying at Further Education Colleges can be ordered here. All other candidates please see the section on Studying, Training and Booking.

Additional Exam Information

Entry qualifications
There are no formal entry requirements for the Introduction to Investment qualification. Experience in the industry will help candidates relate what they are learning to the job they are doing but it is not a requirement of taking the qualification. Examination entries are accepted from private individuals as well as via an employer.

Syllabus
The current syllabuses for all SII exams are found on the Exam Syllabuses page.The syllabus is regularly reviewed by senior industry practitioners. You must ensure that you have the up-to-date syllabus and workbook for the exam you are sitting.

Factsheet

Studying, Training, Booking your exam
The Introduction to Investment workbook was written by investment professionals and trainers with the candidate in mind, using worked examples, self-test questions and revision points. Order your book to start studying NOW
In addition to using the workbook, candidates can train at one of our Accredited Training Centres, click here to find your nearest training centre
The Introduction to Investment qualification is examinable via Computer Based Testing (CBT). Candidates sit their exams at one of the many CBT test centres located worldwide. Candidates receive instant results leaving the test centre.

Please follow the links below for information on:

Qualifications & Exams > Foundation Programmes > Intro to Investment - The Foundation Qual