Regulatory Recognition - SII Diploma

The Diploma is recognised by the Financial Services Skills Council (FSSC) as an Appropriate Examination for many Financial Services Authority (FSA) 'designated activities'. Generally the Appropriate Examination requirements for an activity require Diploma holders to have obtained a pass in Regulation and Compliance but candidates are advised to check with their Compliance Officer and refer to the FSSC Appropriate Examination list.

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N.B. The SII does not require candidates to attempt Regulation and Compliance as one of their modules.
The SII has been approved as an Awarding Body by the Qualifications & Curriculum Authority and as such both individuals and firms may be assured that the SII’s processes, policies and systems meet rigorous quality assurance standards.

Who should take the Diploma?
Regulatory Recognition
What you need to know about the Diploma
Studying for the Diploma
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What next for Diploma holders?