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Investment Administration Qualification (IAQ™)

The IAQ™ is a practitioner-led programme for administration and operations staff. It equips individuals with an overview of the financial services industry and its regulation as well as providing a detailed picture of their particular industry sector. The IAQ programme is structured so that the first unit - Introduction to Securities and Investment - provides candidates with an awareness of the industry; the second unit - regulation - introduces them to the regulatory framework and the third unit is selected from a large number of options which reflect the specialist areas of financial services operations and administration in which staff work.

International IAQ is also offered to meet the needs of administration and operation staff working in global markets. The International IAQ is awarded on the basis of passes in any three units where at least one unit taken is either the International Introduction to Investment and Securities and / or a local regulatory (non-UK FSA unit).

The IAQ™ Comprises:


Features

• All units appear on the Financial Services Skills Council's List of Recommended Examinations
• Senior practioners set the questions and are closely involved in the programme
• In a competitive environment, supporting the IAQ™ programme demonstrates professionalism and commitment to high standards
• IAQ™ award holders become eligible for Associate membership of the SII
• All units are offered through Computer Based Testing with instant results available

The IAQ™ Award is used by many major firms, among them:

• ABN Amro
• Bank of New York
• Barclays Bank
• Brewin Dolphin
• BNP Paribas Securities Services
• Citigroup
• Goldman Sachs
  • HSBC
• International Financial Data Services
• Morgan Stanley & Co
• Northern Trust Company
• Royal Bank of Scotland
• UBS
.

IAQ™ Award Model


Introduction to Securities & Investment
+
Regulatory Unit

(select one of the following):

  • FSA Financial Regulation
  • Principles of Financial Regulation
+
Any One Technical Unit
=

  IAQ Award

  Awarded by SII

Alternatively candidates can take any 3 IAQ units to be achieve the IAQ™ Award. Please see the [Unit Combination page for further details.

Additional Exam Information

Entry qualifications
There are no formal entry requirements for the IAQ™ Award. Experience in the industry will help candidates relate what they are learning to the job they are doing but it is not a requirement of taking the qualification. Examination entries are accepted from private individuals as well as via an employer.

Syllabus
Information on the current syllabus and examinations can be found on the IAQ™ Syllabuses pageThe syllabuses are regularly reviewed by senior industry practitioners. You must ensure that you have the up-to-date syllabus and workbook for the exam you are sitting.

IAQ™ Factsheet

Studying, Training, Booking your exam:

SII's IAQ™ workbooks were written by investment professionals and trainers with the candidate in mind, using worked examples, self-test questions and revision points. Order your book to start studying NOW

In addition to using the workbook, candidates can train at one of our Accredited Training Centres, click here to find your nearest training centre

The IAQ™ award is examinable via Computer Based Testing (CBT). Candidates sit their exams at one of the many CBT test centres located worldwide. Candidates receive instant results leaving the test centre.



For information on:


Please visit the Exam Students Area

Further opportunities for IAQ™ Award holders


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