The Certificate in Financial Derivatives and Certificate in Financial Derivatives - Retail have been developed to equip employees advising and/or dealing in Financial Derivatives on behalf of professional and retail clients respectively with the knowledge and expertise required for their job roles.
SII has developed the Certificate programme with representatives from leading global financial services firms, both wholesale and retail, with input from the Exchanges, LIBA, FOA and Accredited Training Providers to ensure the Certificates meet the needs of the changing industry. SII has ensured that these qualifications are globally portable, addressing the needs of the modern international derivatives market.
The Certificate in Financial Derivatives comprises:
The Certificate in Financial Derivatives - Retail additionally includes:
Key Features - Financial Derivatives
MiFID Compliance
As a result of MiFID, firms may find that a number of their clients, which they treat as wholesale clients, seek reclassification as retail clients, to gain the additional protections to which retail clients are entitled. Employers advising retail clients must obtain the retail version of the qualification. SII has adapted all regulatory examinations to ensure they are MiFID compliant.
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Entry requirements