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Welcome to the Securities & Investment Institute's Online BookshopHere you will be able to browse and purchase SII workbooks, publications and eLearning products to help you towards passing your exams, or to keep you up to date with recent developments in the financial services industry.Select the qualification from the menu on the left, or, if you know the particular exam you wish to study, you can go directly to the page for further information. For broad subject matter, use the search facility above.
Corporate buyer discounts are available, please contact our client services department on clientservices@sii.org.uk and a representative will contact you.
We hope you enjoy your visit!
STOP PRESS: The SII is incorporating changes as a result of MiFID into its workbooks and elearning products (look for MiFID COMPLIANT next to a product)
STOP PRESS: SII BOOKS - NEW EDITIONS
 | FSA Financial Regulation (Certificate)
FSA Financial Regulation is the UK regulatory unit and forms the basis for the Certificates in Securities, Derivatives, Securities and Financial Derivatives and Investment Management. The aim of this unit is to ensure candidates have an understanding of the regulations and legislation that underpin the financial markets and the conduct of investment business. This workbook covers:
- The Regulatory Environment
- The Financial Services and Markets Act 2000
- Associated Legislation and Regulation
- European Union Directives
- The FSA’s Conduct of Business and Client Assets Sourcebook
- Complaints and Redress
This workbook is MiFID COMPLIANT.
New Edition Out Now:
Please note, edition 13 of the FSA Financial Regulation workbook is also out now. This edition covers exams from 1 July 2008 to 28 February 2009. To purchase, click Buy Now. | |
| FSA Financial Regulation (IAQ)
The aim of this unit is to ensure candidates have an understanding of the regulations and legislation that underpin the financial markets and the conduct of investment business. This workbook covers the regulatory framework for the financial services industry in the UK, including relevant details from the FSA Handbook. Topics covered include:
- The Regulatory Environment
- The Financial Services and Markets Act 2000
- Associated Legislation and Regulation
- European Union Directives
- The FSA’s Conduct of Business and Client Assets Sourcebook
- Complaints and Redress
This workbook is MiFID COMPLIANT.
New Edition Out Now:
Please note, edition 13 of the FSA Financial Regulation workbook is also out now. This edition covers exams from 1 July 2008 to 28 February 2009. To purchase, click Buy Now. | |
 | Introduction to Investment - The Foundation Qualification
Introduction to Investment is the ideal induction qualification for new staff across the industry. The SII has developed a new syllabus for this stand-alone foundation examination. It reflects the needs of leading investment firms. Success in the examination constitutes the first of three units of the full Investment Administration Qualification (IAQ). The workbook covers:
- Financial Services Industry
- Economic Environment
- Financial Assets and Markets
- Equities
- Bonds
- Derivatives
- Investment Funds
- Regulation
- Investment Wrappers, Taxation and Trusts
- Retail Investments
This workbook is MiFID COMPLIANT.
Please note: The next edition (please note, this is termed 'edition 1', and NOT 'edition 24') of this workbook is now also available - this covers exams from 1 May 2008 to 30 April 2009. To order, click on 'BUY Now'. | |
 | Introduction to Securities & Investment
The aim of this unit is to provide individuals looking for a career in the financial services industry with an understanding of the breadth of the industry, the regulatory framework, how the industry functions and the basics of the various financial instruments – shares, bonds, derivatives etc. This workbook, which fulfils the syllabus requirements of both IAQ Unit 1: Introduction to Securities and Investment, and SII Level 3 Award for Introduction to Investment, provides an ideal introduction to the world of financial services. Topics covered include:
- Financial Services Industry
- Economic Environment
- Financial Assets and Markets
- Equities
- Bonds
- Derivatives
- Investment Funds
- Regulation
- Investment Wrappers, Taxation and Trusts
- Retail Investments
This workbook is MiFID COMPLIANT. | |
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Featured Publications
 | | Investment & Risk - new SII Certificate programme unit | | Price: £75 |
 | | Islamic Finance Qualification | | Price: £75 |
 | | IT in Investment Operations | | Price: £75 |
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