Securities & Investment Institute Qualifications
Securities & Investment Institute examination programmes offer a broad exposure to the current regulatory environment. The examinations are devised and monitored by practitioners drawn from across the investment industry thereby ensuring the examination papers reflect and are relevant to the rapid changes to the increasingly global securities and investment industry.
The Financial Services Authority (FSA) is the sole regulator of the UK financial services industry. The FSA gained its full powers on 1st December 2001. In its Training and Competence Sourcebook the FSA has set out, in a series of annexes, the approved examinations required for specified activities as defined in their rules for the Post N2 environment.
For full details of Securities & Investment Institute examinations, click on the links to the left.
Securities Institute Services Training
Securities Institute Services helps you gain and maintain competence. Our wide range of activities are widely used by the financial services industry who recognise us as a valuable provider of industry training.
‘A firm must have appropriate arrangements in place to ensure that an employee who has been assessed as competent to engage in or oversee an activity maintains competence.’
Financial Services Authority
Securities & Investment Institute offers a wide range of training and continuing learning opportunities, including non-examination courses, e-learning products, conferences, publications and consultancy services. For more information please call us on 020 7645 0680 or visit the relevant pages on this site.
Benefits of using Securities Institute Services courses:
- Specialised Research and Development
- Expert Course Leaders
- Focused Training
- Value for Money
- Quality Course Material
- Customer Care
Securities Institute Services Training Courses are designed to help practitioners keep their knowledge current and remain at the forefront of the securities and investment industry.
Terms and Conditions
A transfer administration fee will not apply if the transfer is advised to the Securities Institute Services seven days before the event or the transfer is due to sickness (a doctors certificate must be provided) or bereavement.
A fee of £75 administration charge will apply if the request to transfer is advised to us under seven days before the course. In the event of a withdrawal, regardless of the reason, a £75 administration charge will be retained with the rest of the balance being refunded. There will be no charge for a change of delegate. All changes must be notified in writing.
Please contact Customer Operations at the following address:
Customer Operations
Securities & Investment Institute
Centurion House
24 Monument Street
London EC3R 8AQ
Telephone: 020 7645 0680
Fax: 020 7626 4047
Email: customerops@sii.org.uk
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