The Institute's examinations are governed by a number of policies and regulations. It is important that candidates familiarise themselves with these prior to sitting examinations. You can download any of the policies in PDF format by clicking on the links below.

Applications to enter the Institute's examinations constitutes acceptance of the Securities & Investment Institute Examination Regulations. As a minimum, candidates should read these regulations (click of the first PDF link below) as they provide essential information on the conduct of the examination and what the Institute requires of candidates.

Paper and Pencil Examination Regulations - updated February 2005

CBT Examination Regulations - updated February 2005

Trainers Sitting Exams Policy - updated November 2004

Replacement Certificates Policy

Policy on candidates sitting Institute examinations on multiple occasions

Policy on In-House sittings - updated November 2004

Candidates with Particular Assessment Requirements - updated February 2005

Appeals Policy - updated November 2004

Paper and Pencil Transfer and Withdrawals Policy - updated November 2004

CBT Transfer and Withdrawals Policy - updated November 2004

Special Request Form

Instructions to Candidates