The Professional Interest Forums are discussion groups open to all members of the Securities & Investment Institute. Meeting on a regular basis, they enable members to meet and discuss topical issues with others working in their area of the financial services industry.

Areas currently covered by the forums are Compliance, Risk & Operations, with plans to launch further industry groups in the near future.

Compliance

Chairman: William Macdonald,Craigcrook Management Services

Committee:
Chris Taylor, BSI AG
Tony Bronk, The Northern Trust Company
Charles Jackson
Keith Palmer, Saranac-Thorpe Ltd
John Pearson, Toronto Dominion Bank
Kalyan Ray, Altium Capital Ltd
Rex Thornborough, NCL Smith & Williamson

Compliance Officers' Workshop booking form- 16th February 2005.

Risk

Chairman: Dennis Cox, Risk Reward Ltd;

Committee:
Atula Abeysekera, Lazard
Roger Bach, Pershing Ltd
Peter Brown MHA Consulting
Maria Cobby, Fidelity Investment Services
Richard Harris, Hills Independent Traders Ltd
Alan Jenkins, OpRisk Limited
Marcelle von Wendland, AMS

For further information or to join any of the forums, contact Tim Donovan on 020 7645 0735