The workbook is the initial stage of the programme and candidates are recommended to study it prior to the course. The workbook is designed to cover the syllabus. Investment professionals and trainers write the workbooks with the candidate in mind, and use worked examples, self-test questions and revision points.

Formerly teh CertIM, SII Level 3 Certificates in Investments is the regulatory approved competence based qualification targeted at investment professionals engaged in managing investments. As part of the FSA's Interim Approved List of examinations Certificates in Investments includes:

Unit 1 - Financial Regulation

• The Regulatory Environment
• The Financial Services and Markets Act 2000
• Associated Legislation and Regulation
• European Union Legislation
• FSA Handbook
• Conduct of Business Rules
• Complaints and Redress

• Economics
• Financial mathematics and statistics
• Regulation
• Asset classes
• Financial markets
• Accounting
• Investment analysis
• Taxation
• Portfolio management
• Performance measurement
• Industry roles