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  • FOURTH ANNUAL COMPLIANCE PROFESSIONALS BRIEFING 2004 28 & 29 OCTOBER 2004 London Chamber of Commerce 
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  • Compliance Management 2004: DELIVERING FIRM-WIDE COMPLIANCE 8 JULY 2004 The London Chamber of Commerce 
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  • Compliance Management 2004: LIVING WITH THE CONDUCT OF BUSINESS RULES 8 JULY 2004 The London Chamber of Commerce 
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  • The Changing Financial Services Workplace 2004:
    HR UNDER PRESSURE
     18 JUNE 2004 The London Chamber of Commerce 
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  • The Changing Financial Services Workplace 2004:
    EMPLOYMENT LAW UPDATE
     18 JUNE 2004 The London Chamber of Commerce 
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  • FOURTH ANNUAL TRAINING & COMPETENCE BEST PRACTICE 2004 26 & 27 MAY 2004 London Chamber of Commerce 
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  • Upgrading Compliance Standards 2004: THE FINANCIAL PROMOTIONS REGIME 21 MAY 2004 The London Chamber of Commerce 
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  • Upgrading Compliance Standards 2004: FINANCIAL REGULATION OF THE FINANCIAL SERVICES SECTOR 21 MAY 2004 The London Chamber of Commerce 
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  • CORPORATE ACCOUNTABILITY FORUM 2004 30 APRIL 2004 London Chamber of Commerce 
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  • SECURITIES CLEARING & SETTLEMENT FORUM 2004 26 MARCH 2004 London Chamber of Commerce 
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  • IMPLEMENTING BASEL II 19 MARCH 2004 London Chamber of Commerce 
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  • FOURTH ANNUAL MONEY LAUNDERING PREVENTION UPDATE 26 & 27 FEBRUARY 2004 London Chamber of Commerce 
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  • Business Principles 2004: COMPLAINTS HANDLING BEST PRACTICE FORUM 13 FEBRUARY 2004 The London Chamber of Commerce 
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  • Business Principles 2004: REVISING THE LISTING REGIME FORUM 13 FEBRUARY 2004 The London Chamber of Commerce 
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  • Compliance Benchmarking 2004: MARKET ABUSE PREVENTION FORUM 30 JANUARY 2004 The London Chamber of Commerce 
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  • Compliance Benchmarking 2004: CONTINUOUS COMPLIANCE MONITORING FORUM 30 JANUARY 2004 The London Chamber of Commerce 
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  • Operational Resilience 2003: BUSINESS CONTINUITY MANAGEMENT FORUM 19 NOVEMBER 2003 The London Chamber of Commerce 
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  • Operational Resilience 2003: OPERATIONAL RISK MANAGEMENT FORUM 19 NOVEMBER 2003 The London Chamber of Commerce 
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  • Third Annual Compliance Professionals' Briefing  30 & 31 October 2003  
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  • Private Client Congress 24 October 2003  
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  • Investment Services Directive & New European Legislation 26 September 2003 The London Chamber of Commerce 
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  • Operations Automation & Efficiency 18 September 2003  
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  • Employment Law & The Financial Services Forum 2003 20 June 2003  
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  • Third Annual Training & Competence Best Practice 29 & 30 May 2003  
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  • Senior Management Responsibilities Forum 2003 16 May 2003  
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  • Corporate Governance Update Forum 2003 25 April 2003  
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  • The Future For Investment Management Forum 2003 21 March 2003  
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  • Third Annual Money Laundering Prevention Update 27 & 28 February 2003  
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  • Third Annual Securities Clearing & Settlement Forum 21 February 2003  
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  • Annual Compliance Professionals' Update 2002 October 29 & 30 2002  
  • The documentation from the majority of these events can be purchased for £100.00 (including p&p and not subject to VAT). If you are interested in purchasing documentation, please get in touch with our Conferences & Seminars Team on 020 7645 0647 or email
    pmukerjee@securities-institute.org.uk

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